Our Staff has compiled our research into a database of FINRA Broker Disclosures for BNP Paribas Securities Corp.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Flaten | 3255290 | 3 | 12/14/2011 | Customer Dispute | Withdrawn | $74,999.00 | $0.00 | See FINRA Report |
| Andrew Joseph Mingle | 4434539 | 1 | 07/15/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Christopher Flaten | 3255290 | 3 | 05/29/2009 | Customer Dispute | Settled | $900,000.00 | $0.00 | See FINRA Report |
| Christopher Flaten | 3255290 | 3 | 08/08/2005 | Customer Dispute | Denied | $5,294.00 | $0.00 | See FINRA Report |