Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| George Allen Martin | 2940200 | 1 | 12/24/2020 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Eric Rogers Gaddy | 2338947 | 2 | 09/10/2018 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Paul Scott Taylor | 1562964 | 3 | 03/07/2014 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Eric Rogers Gaddy | 2338947 | 2 | 10/24/2008 | Customer Dispute | Settled | $19,000.00 | $0.00 | See FINRA Report |
| Paul Scott Taylor | 1562964 | 3 | 10/05/1998 | Customer Dispute | Settled | $34,000.00 | $0.00 | See FINRA Report |
| Allen Douglas Ray | 1904019 | 6 | 08/20/1998 | Customer Dispute | Settled | $124,000.00 | $0.00 | See FINRA Report |
| Allen Douglas Ray | 1904019 | 6 | 12/01/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Allen Douglas Ray | 1904019 | 6 | 09/01/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |