Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Richard Tillou | 1463456 | 3 | 07/11/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Richard Tillou | 1463456 | 3 | 03/16/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Richard Tillou | 1463456 | 3 | 10/28/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Alan Lopez | 5884243 | 1 | 10/28/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Allen Douglas Ray | 1904019 | 6 | 03/06/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Allen Douglas Ray | 1904019 | 6 | 01/30/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |