Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott Matthew Sandell | 5492030 | 1 | 03/29/2021 | Customer Dispute | Denied | $15,500.00 | $0.00 | See FINRA Report |
| Scott James Jacob | 4628123 | 1 | 01/31/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brian R Bach | 1535253 | 1 | 09/22/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |