Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Shawn Patrick Lee | 5892651 | 1 | 08/21/2024 | Customer Dispute | Pending | $250,000.00 | $0.00 | See FINRA Report |
| Scott Matthew Sandell | 5492030 | 1 | 03/29/2021 | Customer Dispute | Denied | $15,500.00 | $0.00 | See FINRA Report |
| George Allen Martin | 2940200 | 1 | 12/24/2020 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Paul Scott Taylor | 1562964 | 3 | 09/08/2020 | Customer Dispute | Closed-No Action | $50,000.00 | $0.00 | See FINRA Report |
| Eric Rogers Gaddy | 2338947 | 2 | 09/10/2018 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Scott James Jacob | 4628123 | 1 | 01/31/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Friend Michael Williams | 5784577 | 1 | 07/20/2016 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Brian R Bach | 1535253 | 1 | 09/22/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Paul Scott Taylor | 1562964 | 3 | 03/07/2014 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Eric Rogers Gaddy | 2338947 | 2 | 10/24/2008 | Customer Dispute | Settled | $19,000.00 | $0.00 | See FINRA Report |