Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Raphael Sebold | 2453748 | 1 | 05/02/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Odalis Mercedes Lopez | 2993804 | 2 | 09/24/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |