Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Baron Thomas Willis | 1161335 | 1 | 03/20/2020 | Customer Dispute | Settled | $23,979.20 | $0.00 | See FINRA Report |
| Jeanette Susan Stofleth | 4860748 | 3 | 01/19/2017 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Jeanette Susan Stofleth | 4860748 | 3 | 12/07/2016 | Customer Dispute | Denied | $16,295.00 | $0.00 | See FINRA Report |
| Ryan Christopher Keller | 5618662 | 4 | 07/19/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Nicholas William Iarrobino | 4932962 | 3 | 05/25/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Daniel Ray Overcash | 354430 | 3 | 02/21/2014 | Customer Dispute | Award / Judgment | $1,058,880.00 | $187,500.00 | See FINRA Report |
| John J Kalendek | 2089102 | 1 | 04/26/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Scott Martin Bresky | 1427534 | 2 | 02/25/2013 | Customer Dispute | Settled | $164,781.00 | $0.00 | See FINRA Report |
| Scott Martin Bresky | 1427534 | 2 | 02/25/2013 | Customer Dispute | Settled | $975,631.00 | $0.00 | See FINRA Report |
| Ryan Christopher Keller | 5618662 | 4 | 03/08/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |