Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Ray Overcash | 354430 | 3 | 02/21/2014 | Customer Dispute | Award / Judgment | $1,058,880.00 | $187,500.00 | See FINRA Report |
| Jon Paul Franco | 2636691 | 2 | 12/01/2003 | Customer Dispute | Award / Judgment | $410,000.00 | $97,393.00 | See FINRA Report |