Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Raphael Sebold | 2453748 | 1 | 05/02/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeanette Susan Stofleth | 4860748 | 3 | 06/29/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Baron Thomas Willis | 1161335 | 1 | 03/20/2020 | Customer Dispute | Settled | $23,979.20 | $0.00 | See FINRA Report |
| Christopher Vetrano | 2476447 | 1 | 12/04/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Nicholas William Iarrobino | 4932962 | 3 | 11/08/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Odalis Mercedes Lopez | 2993804 | 2 | 09/24/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Matthew Robert Nugent | 5101861 | 1 | 04/06/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Andrew Medlin | 2435804 | 2 | 10/07/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Nicholas William Iarrobino | 4932962 | 3 | 01/15/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Roseann Palermo | 5518350 | 1 | 12/20/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |