Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Edson Bush | 1898917 | 3 | 03/18/2024 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| George Gregory Hicks | 1424975 | 3 | 08/31/2010 | Customer Dispute | Withdrawn | $16,000.00 | $0.00 | See FINRA Report |
| George Gregory Hicks | 1424975 | 3 | 07/21/2008 | Customer Dispute | Withdrawn | $19,205.00 | $0.00 | See FINRA Report |