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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 10 out of 21 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Craig Murchison McDaniel1087979502/15/2024Customer DisputeSettled$25,000.00$0.00See FINRA Report
Craig Murchison McDaniel1087979502/09/2024Customer DisputeSettled$25,000.00$0.00See FINRA Report
Tammie Lyn Farrell2475931610/30/2023Customer DisputeSettled$40,000.00$0.00See FINRA Report
Tammie Lyn Farrell2475931602/16/2023Customer DisputeSettled$100,000.00$0.00See FINRA Report
Craig Murchison McDaniel1087979501/23/2023Customer DisputeSettled$100,000.00$0.00See FINRA Report
Tammie Lyn Farrell2475931611/09/2022Customer DisputeSettled$270,000.00$0.00See FINRA Report
Craig Murchison McDaniel1087979511/09/2022Customer DisputeSettled$270,000.00$0.00See FINRA Report
Timothy Craig Hucks1023012111/07/2022Customer DisputeSettled$99,000.00$0.00See FINRA Report
Joseph Dewey Jackson2351290410/21/2022Customer DisputeSettled$400,000.00$0.00See FINRA Report
Tammie Lyn Farrell2475931610/11/2022Customer DisputeSettled$145,000.00$0.00See FINRA Report

21 Results

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