Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Robert Eades | 2357818 | 3 | 02/05/2020 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Jonathan Averille Wolfsohn | 1245652 | 1 | 01/29/2015 | Customer Dispute | Denied | $1,250,000.00 | $0.00 | See FINRA Report |
| Clifford Darrell Sorel | 1545457 | 2 | 05/11/2012 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Charles William Pendergraft | 2097909 | 3 | 06/16/2009 | Customer Dispute | Denied | $62,000.00 | $0.00 | See FINRA Report |
| Troy Dale Hill | 3026060 | 2 | 03/18/2009 | Customer Dispute | Denied | $14,924.90 | $0.00 | See FINRA Report |
| Charles William Pendergraft | 2097909 | 3 | 10/14/2008 | Customer Dispute | Denied | $13,581.00 | $0.00 | See FINRA Report |
| Charles William Pendergraft | 2097909 | 3 | 10/13/2008 | Customer Dispute | Denied | $27,679.90 | $0.00 | See FINRA Report |
| Edward John Sabo | 3241060 | 3 | 06/25/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Edward John Sabo | 3241060 | 3 | 03/10/2008 | Customer Dispute | Denied | $52,000.00 | $0.00 | See FINRA Report |
| Timothy Laverne Whetro | 1845826 | 1 | 09/01/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |