Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tammie Lyn Farrell | 2475931 | 6 | 09/17/2024 | Customer Dispute | Pending | $275,000.00 | $0.00 | See FINRA Report |
| Bowman James Nicholson | 6050450 | 1 | 09/12/2024 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Eugene Cebron Thompson | 4350479 | 7 | 09/03/2024 | Customer Dispute | Pending | $350,000.00 | $0.00 | See FINRA Report |
| Joseph Robert Eades | 2357818 | 3 | 07/18/2024 | Customer Dispute | Pending | $82,000.00 | $0.00 | See FINRA Report |
| Eugene Cebron Thompson | 4350479 | 7 | 07/10/2024 | Customer Dispute | Pending | $224,000.00 | $0.00 | See FINRA Report |
| Tammie Lyn Farrell | 2475931 | 6 | 03/26/2024 | Customer Dispute | Pending | $357,000.00 | $0.00 | See FINRA Report |
| Stephen Edson Bush | 1898917 | 3 | 03/18/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Joseph Dewey Jackson | 2351290 | 4 | 03/04/2024 | Customer Dispute | Pending | $300,000.00 | $0.00 | See FINRA Report |
| Eugene Cebron Thompson | 4350479 | 7 | 02/29/2024 | Customer Dispute | Pending | $200,000.00 | $0.00 | See FINRA Report |
| Eugene Cebron Thompson | 4350479 | 7 | 02/29/2024 | Customer Dispute | Pending | $336,002.00 | $0.00 | See FINRA Report |