Our Staff has compiled our research into a database of FINRA Broker Disclosures for Chimera Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Marc A Sperling | 2456325 | 4 | 06/18/1999 | Customer Dispute | Settled | $49,944.00 | $0.00 | See FINRA Report |
Marc A Sperling | 2456325 | 4 | 10/10/1997 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
Marc A Sperling | 2456325 | 4 | 10/08/1997 | Customer Dispute | Settled | $85,882.90 | $0.00 | See FINRA Report |