Our Staff has compiled our research into a database of FINRA Broker Disclosures for Chimera Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
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Marc A Sperling | 2456325 | 4 | 12/09/1996 | Customer Dispute | Award / Judgment | $76,888.50 | $299,000.00 | See FINRA Report |