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FINRA Broker Disclosures for Chimera Securities, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Chimera Securities, LLC. Search or filter the database to find more about a specific broker.

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Displaying 4 out of 4 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Louie Shi6448928110/27/2014CriminalFinal Disposition$0.00$0.00See FINRA Report
Val John Kosmider1071753102/11/2003CriminalFinal Disposition$0.00$0.00See FINRA Report
Louis Alfonse Forte5955312208/20/1976CriminalFinal Disposition$0.00$0.00See FINRA Report
Louis Alfonse Forte5955312206/17/1974CriminalFinal Disposition$0.00$0.00See FINRA Report

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