Our Staff has compiled our research into a database of FINRA Broker Disclosures for Chimera Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edwin Kye | 7206948 | 1 | 05/13/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert William Peters | 1704577 | 1 | 11/17/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Louie Shi | 6448928 | 1 | 10/27/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Louis Alfonse Forte | 5955312 | 2 | 08/20/1976 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Louis Alfonse Forte | 5955312 | 2 | 06/17/1974 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |