Our Staff has compiled our research into a database of FINRA Broker Disclosures for Chimera Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Louie Shi | 6448928 | 1 | 10/27/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Val John Kosmider | 1071753 | 1 | 02/11/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Marc A Sperling | 2456325 | 4 | 06/18/1999 | Customer Dispute | Settled | $49,944.00 | $0.00 | See FINRA Report |
| Marc A Sperling | 2456325 | 4 | 10/10/1997 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Marc A Sperling | 2456325 | 4 | 10/08/1997 | Customer Dispute | Settled | $85,882.90 | $0.00 | See FINRA Report |
| Marc A Sperling | 2456325 | 4 | 12/09/1996 | Customer Dispute | Award / Judgment | $76,888.50 | $299,000.00 | See FINRA Report |
| Louis Alfonse Forte | 5955312 | 2 | 08/20/1976 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Louis Alfonse Forte | 5955312 | 2 | 06/17/1974 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |