Our Staff has compiled our research into a database of FINRA Broker Disclosures for Capital Investment Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
John Marshall Culp | 2636902 | 2 | 01/23/2020 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
Eugene Cebron Thompson | 4350479 | 2 | 01/23/2017 | Customer Dispute | Settled | $5,628.52 | $0.00 | See FINRA Report |
Seth Andrew Nannini | 4406510 | 5 | 04/11/2016 | Customer Dispute | Settled | $120,000.00 | $0.00 | See FINRA Report |
Mark Walter Maurer | 2897315 | 1 | 05/11/2015 | Customer Dispute | Settled | $72,023.40 | $0.00 | See FINRA Report |
Richard Allen Yercheck | 4056284 | 3 | 03/23/2012 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
Troy Dale Hill | 3026060 | 2 | 01/21/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Edward Scott Monaghan | 2890309 | 2 | 08/14/2009 | Customer Dispute | Settled | $201,605.00 | $0.00 | See FINRA Report |
William Bateman Nicholson | 2585041 | 1 | 11/25/2007 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
Alex Blow Hargrove | 839820 | 2 | 11/21/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Richard King Bryant | 1069685 | 2 | 09/16/1997 | Customer Dispute | Settled | $160,000.00 | $0.00 | See FINRA Report |