Our Staff has compiled our research into a database of FINRA Broker Disclosures for Capital Investment Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Seth Andrew Nannini | 4406510 | 5 | 12/21/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gaetano Onorio | 4645017 | 2 | 11/18/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michelle D Onorio | 4410693 | 2 | 11/16/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Theron Thorne | 446350 | 1 | 05/18/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Bradley Helms | 5605002 | 2 | 10/15/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dante Perron McDowell | 4450915 | 2 | 08/02/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |