Our Staff has compiled our research into a database of FINRA Broker Disclosures for Capital Investment Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Edson Bush | 1898917 | 3 | 11/03/2022 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| Seth Andrew Nannini | 4406510 | 9 | 07/21/2022 | Customer Dispute | Closed-No Action | $40,000.00 | $0.00 | See FINRA Report |
| Brett Allen Rutherford | 4001310 | 2 | 07/21/2022 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| Richard Allen Yercheck | 4056284 | 3 | 03/21/2016 | Customer Dispute | Closed-No Action | $33,907.00 | $0.00 | See FINRA Report |
| George Gregory Hicks | 1424975 | 3 | 02/10/2015 | Customer Dispute | Closed-No Action | $275,000.00 | $0.00 | See FINRA Report |
| Richard Allen Yercheck | 4056284 | 3 | 12/06/2000 | Customer Dispute | Closed-No Action | $25,000.00 | $0.00 | See FINRA Report |