Our Staff has compiled our research into a database of FINRA Broker Disclosures for Capital Investment Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Robert Eades | 2357818 | 2 | 02/05/2020 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Larry Lynn Stringer | 1996822 | 3 | 10/04/2019 | Customer Dispute | Denied | $8,950.00 | $0.00 | See FINRA Report |
| Seth Andrew Nannini | 4406510 | 5 | 11/06/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jonathan Averille Wolfsohn | 1245652 | 1 | 01/29/2015 | Customer Dispute | Denied | $1,250,000.00 | $0.00 | See FINRA Report |
| Laurence Buell Tipton | 4184839 | 2 | 08/05/2014 | Customer Dispute | Denied | $45,000.00 | $0.00 | See FINRA Report |
| Larry Lynn Stringer | 1996822 | 3 | 03/14/2014 | Customer Dispute | Denied | $70,000.00 | $0.00 | See FINRA Report |
| Robert Royal Copeland Holmes | 1013516 | 2 | 11/19/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Clifford Darrell Sorel | 1545457 | 2 | 05/11/2012 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Charles William Pendergraft | 2097909 | 3 | 06/16/2009 | Customer Dispute | Denied | $62,000.00 | $0.00 | See FINRA Report |
| Troy Dale Hill | 3026060 | 2 | 03/18/2009 | Customer Dispute | Denied | $14,924.90 | $0.00 | See FINRA Report |