Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Harold Glendon Minton | 4973220 | 2 | 05/04/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Patrick T Moore | 5756258 | 1 | 02/24/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Brian Joseph Sullivan | 1664711 | 1 | 05/07/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |