Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Michael Axelrod | 1159149 | 11 | 01/30/1998 | Customer Dispute | Award / Judgment | $75,000.00 | $0.00 | See FINRA Report |
Michelle Ruth Sandt-Wade | 2180883 | 1 | 08/01/1995 | Customer Dispute | Award / Judgment | $61,000.00 | $30,000.00 | See FINRA Report |
Michael Axelrod | 1159149 | 11 | 10/01/1990 | Customer Dispute | Award / Judgment | $132,000.00 | $50,750.00 | See FINRA Report |
Michael Axelrod | 1159149 | 11 | 08/01/1990 | Customer Dispute | Award / Judgment | $8,660.00 | $10,817.30 | See FINRA Report |