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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 4 out of 4 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Michael Axelrod11591491101/30/1998Customer DisputeAward / Judgment$75,000.00$0.00See FINRA Report
Michelle Ruth Sandt-Wade2180883108/01/1995Customer DisputeAward / Judgment$61,000.00$30,000.00See FINRA Report
Michael Axelrod11591491110/01/1990Customer DisputeAward / Judgment$132,000.00$50,750.00See FINRA Report
Michael Axelrod11591491108/01/1990Customer DisputeAward / Judgment$8,660.00$10,817.30See FINRA Report

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