Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stewart E Schrader | 4233596 | 1 | 06/15/2023 | Customer Dispute | Denied | $6,816.79 | $0.00 | See FINRA Report |
| Paul Henry Barlow | 1855617 | 1 | 10/02/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jaimi Lee Dennehy | 5228802 | 2 | 08/28/2018 | Customer Dispute | Settled | $8,041.00 | $0.00 | See FINRA Report |
| Noah Hunter Reichert | 4390142 | 3 | 12/20/2016 | Customer Dispute | Denied | $58,065.10 | $0.00 | See FINRA Report |
| Harold Glendon Minton | 4973220 | 2 | 02/22/2016 | Customer Dispute | Denied | $35,015.20 | $0.00 | See FINRA Report |
| David Justin Askew | 4910056 | 1 | 03/09/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Johannes Carl Fure | 1068032 | 1 | 08/26/2014 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Jaimi Lee Dennehy | 5228802 | 2 | 05/27/2014 | Customer Dispute | Denied | $1,665,650.00 | $0.00 | See FINRA Report |
| Christopher George Kalafatis | 6119223 | 1 | 02/24/2014 | Customer Dispute | Denied | $170,000.00 | $0.00 | See FINRA Report |
| Edward Francis Dunphy | 4823589 | 1 | 04/09/2013 | Customer Dispute | Denied | $27,264.70 | $0.00 | See FINRA Report |