Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stewart E Schrader | 4233596 | 1 | 06/15/2023 | Customer Dispute | Denied | $6,816.79 | $0.00 | See FINRA Report |
| Bryan Corbitt | 5003239 | 1 | 07/02/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dionisio Ernesto Meneses | 1864048 | 1 | 01/14/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Henry Barlow | 1855617 | 1 | 10/02/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jaimi Lee Dennehy | 5228802 | 2 | 08/28/2018 | Customer Dispute | Settled | $8,041.00 | $0.00 | See FINRA Report |
| Harold Glendon Minton | 4973220 | 2 | 05/04/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Patrick T Moore | 5756258 | 1 | 02/24/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Noah Hunter Reichert | 4390142 | 3 | 02/17/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Noah Hunter Reichert | 4390142 | 3 | 12/20/2016 | Customer Dispute | Denied | $58,065.10 | $0.00 | See FINRA Report |
| David Obadiah Rich | 5202701 | 1 | 08/10/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |