Our Staff has compiled our research into a database of FINRA Broker Disclosures for Unionbanc Investment Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Arthur James Johnson | 2510972 | 5 | 09/06/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Arthur James Johnson | 2510972 | 5 | 07/19/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Maeda Ann Webster | 4509611 | 1 | 03/15/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jessah C Paul-Montecillo | 6155874 | 1 | 06/02/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |