Our Staff has compiled our research into a database of FINRA Broker Disclosures for Unionbanc Investment Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew Robert Rogerson | 2372501 | 2 | 05/20/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeremy Wallen | 4938380 | 1 | 02/06/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |