Our Staff has compiled our research into a database of FINRA Broker Disclosures for Unionbanc Investment Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sharon Donna Azgour | 2703690 | 7 | 03/06/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Sharon Donna Azgour | 2703690 | 7 | 03/06/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Sharon Donna Azgour | 2703690 | 7 | 03/06/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brooke Kristen Bordner | 5121440 | 1 | 03/20/2023 | Customer Dispute | Settled | $384,370.00 | $0.00 | See FINRA Report |
| Michael Christopher Alvarez | 5183288 | 1 | 03/20/2020 | Customer Dispute | Denied | $171,634.00 | $0.00 | See FINRA Report |
| Gilbert Chavez Melgoza | 2443147 | 2 | 12/22/2019 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Ryan K Yasukawa | 5741356 | 1 | 11/14/2018 | Customer Dispute | Denied | $11,828.00 | $0.00 | See FINRA Report |
| Andrew Robert Rogerson | 2372501 | 2 | 05/20/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jon Kevin Winningham | 4214362 | 1 | 12/04/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Inhyuk Lee | 4329880 | 1 | 06/14/2016 | Customer Dispute | Denied | $11,934.00 | $0.00 | See FINRA Report |