Our Staff has compiled our research into a database of FINRA Broker Disclosures for Unionbanc Investment Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael P Menke | 4576325 | 1 | 11/20/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Chan | 5984114 | 1 | 10/08/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Rina Ester Saldana | 5262519 | 1 | 11/14/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Victor Jose Salinas | 5105498 | 1 | 08/17/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Juan Gabriel Villavicencio | 2895627 | 1 | 12/26/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ryan Kent Nelson | 2778463 | 1 | 02/02/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thaddeus Adonis Howell | 2485662 | 1 | 08/17/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Craig Granger Burrell | 2710598 | 1 | 11/06/1982 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Shane T Triplett | 1865319 | 1 | 11/30/-0001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |