Our Staff has compiled our research into a database of FINRA Broker Disclosures for Empire Asset Management Company. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Eugene Martin Singer | 1540416 | 7 | 10/02/2015 | Customer Dispute | Settled | $364,560.00 | $0.00 | See FINRA Report |
Eugene Martin Singer | 1540416 | 7 | 06/21/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Carl John Basile | 2353319 | 5 | 12/05/2011 | Customer Dispute | Settled | $50,638.00 | $0.00 | See FINRA Report |
Carl John Basile | 2353319 | 5 | 12/29/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Robert Stephen Rosen | 404271 | 1 | 07/01/2010 | Customer Dispute | Settled | $361,500.00 | $0.00 | See FINRA Report |
Carl John Basile | 2353319 | 5 | 11/06/2006 | Customer Dispute | Settled | $3,204.00 | $0.00 | See FINRA Report |
Eugene Martin Singer | 1540416 | 7 | 06/20/2003 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
Eugene Martin Singer | 1540416 | 7 | 11/15/2001 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
Eugene Martin Singer | 1540416 | 7 | 07/13/1999 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |