Our Staff has compiled our research into a database of FINRA Broker Disclosures for Empire Asset Management Company. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Darren Christopher Bush | 2569612 | 3 | 10/13/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Darren Christopher Bush | 2569612 | 3 | 10/05/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Darren Christopher Bush | 2569612 | 3 | 09/30/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Matthew Ross | 6143334 | 2 | 06/26/2019 | Customer Dispute | Closed-No Action | $50,000.00 | $0.00 | See FINRA Report |
| Matthew Ross | 6143334 | 2 | 10/04/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel Charles Gordon | 2888264 | 1 | 03/16/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eugene Martin Singer | 1540416 | 7 | 10/02/2015 | Customer Dispute | Settled | $364,560.00 | $0.00 | See FINRA Report |
| Eugene Martin Singer | 1540416 | 7 | 06/21/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Carl John Basile | 2353319 | 5 | 12/05/2011 | Customer Dispute | Settled | $50,638.00 | $0.00 | See FINRA Report |
| Carl John Basile | 2353319 | 5 | 04/01/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |