Our Staff has compiled our research into a database of FINRA Broker Disclosures for Empire Asset Management Company. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew Ross | 6143334 | 2 | 06/26/2019 | Customer Dispute | Closed-No Action | $50,000.00 | $0.00 | See FINRA Report |
| Eugene Martin Singer | 1540416 | 7 | 10/02/2015 | Customer Dispute | Settled | $364,560.00 | $0.00 | See FINRA Report |
| Eugene Martin Singer | 1540416 | 7 | 06/21/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Carl John Basile | 2353319 | 5 | 12/05/2011 | Customer Dispute | Settled | $50,638.00 | $0.00 | See FINRA Report |
| Carl John Basile | 2353319 | 5 | 12/29/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jason A Muscari | 4241153 | 1 | 12/28/2010 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Robert Stephen Rosen | 404271 | 1 | 07/01/2010 | Customer Dispute | Settled | $361,500.00 | $0.00 | See FINRA Report |
| Carl John Basile | 2353319 | 5 | 06/09/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Carl John Basile | 2353319 | 5 | 11/06/2006 | Customer Dispute | Settled | $3,204.00 | $0.00 | See FINRA Report |
| Eugene Martin Singer | 1540416 | 7 | 10/29/2004 | Customer Dispute | Closed-No Action | $15,000.00 | $0.00 | See FINRA Report |