Our Staff has compiled our research into a database of FINRA Broker Disclosures for Empire Asset Management Company. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Matthew Ross | 6143334 | 2 | 06/26/2019 | Customer Dispute | Closed-No Action | $50,000.00 | $0.00 | See FINRA Report |
Eugene Martin Singer | 1540416 | 7 | 10/29/2004 | Customer Dispute | Closed-No Action | $15,000.00 | $0.00 | See FINRA Report |