Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Antonio Salvador Bauza | 860146 | 8 | 01/30/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Antonio Salvador Bauza | 860146 | 8 | 01/21/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Antonio Salvador Bauza | 860146 | 8 | 03/05/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Antonio Salvador Bauza | 860146 | 8 | 02/15/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |