Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Roberto Jose Pineda Castellvi | 4971653 | 29 | 12/28/2015 | Customer Dispute | Denied | $17,498.80 | $0.00 | See FINRA Report |
| Antonio Salvador Bauza | 860146 | 8 | 11/29/2007 | Customer Dispute | Denied | $24,960.00 | $0.00 | See FINRA Report |
| Antonio Salvador Bauza | 860146 | 8 | 06/09/2006 | Customer Dispute | Denied | $25,560.00 | $0.00 | See FINRA Report |
| Antonio Salvador Bauza | 860146 | 8 | 11/10/2002 | Customer Dispute | Denied | $140,000.00 | $0.00 | See FINRA Report |