Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Carlos Andres Rodriguez de Gracia | 4888179 | 23 | 04/24/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Roberto Jose Pineda Castellvi | 4971653 | 29 | 04/24/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Edward Pius Kasperavich | 4970038 | 2 | 02/28/2024 | Customer Dispute | Pending | $390,000.00 | $0.00 | See FINRA Report |
| Deborah Ann Stackpole | 4969850 | 2 | 02/28/2024 | Customer Dispute | Pending | $390,000.00 | $0.00 | See FINRA Report |
| Antonio Salvador Bauza | 860146 | 8 | 09/22/2023 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |
| Edward Pius Kasperavich | 4970038 | 2 | 10/27/2022 | Customer Dispute | Pending | $300,000.00 | $0.00 | See FINRA Report |
| Deborah Ann Stackpole | 4969850 | 2 | 10/27/2022 | Customer Dispute | Pending | $300,000.00 | $0.00 | See FINRA Report |
| Carlos Andres Rodriguez de Gracia | 4888179 | 23 | 10/31/2019 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Roberto Jose Pineda Castellvi | 4971653 | 29 | 10/31/2019 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Carlos Andres Rodriguez de Gracia | 4888179 | 23 | 10/14/2019 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |