Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Carlos Andres Rodriguez de Gracia | 4888179 | 23 | 07/17/2015 | Customer Dispute | Award / Judgment | $1,000,000.00 | $0.00 | See FINRA Report |