Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Owen Radford | 2654160 | 1 | 01/31/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas Joseph O'Connell | 1686988 | 2 | 05/14/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas Cecil Martin | 5984036 | 3 | 03/09/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas Cecil Martin | 5984036 | 3 | 02/14/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Paul Geel | 2069993 | 1 | 01/25/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Susan Charlson McNamara Musil | 603569 | 2 | 07/10/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas Cecil Martin | 5984036 | 3 | 08/04/2005 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |