Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Donald James Traugott | 2498058 | 6 | 05/01/2015 | Customer Dispute | Closed-No Action | $200,000.00 | $0.00 | See FINRA Report |
| Christopher John Veal | 2707587 | 1 | 01/18/2011 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |