Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jesus A Jaramillo | 4902865 | 1 | 05/16/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Charles Hill | 818407 | 4 | 11/16/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Glenn Ray Price | 2701215 | 1 | 11/13/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Jonathan Scott | 5920445 | 1 | 11/13/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David McDowell Bryant | 5612282 | 1 | 06/18/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Charles Everett Winfrey | 4054083 | 1 | 11/11/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Nelson Harper | 2053675 | 2 | 05/20/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Daniel Thomas Scalzi | 411967 | 2 | 02/03/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David William Evans | 837870 | 1 | 11/15/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Brian Blickhan | 5161467 | 1 | 02/27/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |