Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jesus A Jaramillo | 4902865 | 1 | 05/16/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Donald Koester | 4454750 | 2 | 01/26/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Doron Mehler | 6227827 | 2 | 01/25/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Charles Hill | 818407 | 4 | 09/21/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Robert Ronald Courser | 2552567 | 1 | 08/18/2021 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Miles Wesley Costin | 6644569 | 1 | 06/25/2021 | Customer Dispute | Settled | $177,534.00 | $0.00 | See FINRA Report |
| David Charles Hill | 818407 | 4 | 06/18/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| James Donald Koester | 4454750 | 2 | 05/03/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Susan Charlson McNamara Musil | 603569 | 2 | 04/20/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Keith Swerdlow | 2200615 | 1 | 01/12/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |