Our Staff has compiled our research into a database of FINRA Broker Disclosures for Tandem Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Faron Eugene Barr | 4685467 | 2 | 08/11/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Faron Eugene Barr | 4685467 | 2 | 06/18/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kristopher Wayne Miller | 2868616 | 3 | 06/26/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jude E Offiah | 2231684 | 3 | 04/28/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kristopher Wayne Miller | 2868616 | 3 | 02/15/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Curtis Jon Tantillo | 2282883 | 2 | 11/01/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |