Our Staff has compiled our research into a database of FINRA Broker Disclosures for Tandem Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Lee Miller | 1176011 | 1 | 05/25/2018 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Kristopher Wayne Miller | 2868616 | 3 | 06/26/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jude E Offiah | 2231684 | 3 | 04/28/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jude E Offiah | 2231684 | 3 | 03/27/2008 | Customer Dispute | Settled | $8,000.00 | $0.00 | See FINRA Report |
| Kristopher Wayne Miller | 2868616 | 3 | 02/15/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jude E Offiah | 2231684 | 3 | 05/08/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Curtis Jon Tantillo | 2282883 | 2 | 12/07/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Curtis Jon Tantillo | 2282883 | 2 | 11/01/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kristopher Wayne Miller | 2868616 | 3 | 02/25/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |