Our Staff has compiled our research into a database of FINRA Broker Disclosures for Tandem Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Curtis Jon Tantillo | 2282883 | 2 | 12/07/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kristopher Wayne Miller | 2868616 | 3 | 02/25/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |