Our Staff has compiled our research into a database of FINRA Broker Disclosures for Tandem Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Lee Miller | 1176011 | 1 | 05/25/2018 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jude E Offiah | 2231684 | 3 | 03/27/2008 | Customer Dispute | Settled | $8,000.00 | $0.00 | See FINRA Report |