Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Russell Edward Fieger | 4122326 | 2 | 03/18/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Bart Anthony Spachek | 5065019 | 3 | 12/12/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy John Stearns | 2504340 | 2 | 01/03/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |