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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 10 out of 11 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Alan Joseph Thomilson1855542812/28/2020Customer DisputeSettled$250,000.00$0.00See FINRA Report
Alan Joseph Thomilson1855542803/19/2015Customer DisputeSettled$125,000.00$0.00See FINRA Report
Alan Joseph Thomilson1855542801/09/2013Customer DisputeSettled$0.00$0.00See FINRA Report
Alan Joseph Thomilson1855542812/12/2012Customer DisputeDenied$0.00$0.00See FINRA Report
Russell Edward Fieger4122326212/15/2010Customer DisputeSettled$0.00$0.00See FINRA Report
Alan Joseph Thomilson1855542811/23/2009Customer DisputeSettled$6,932.00$0.00See FINRA Report
Alan Joseph Thomilson1855542801/07/2008Customer DisputeDenied$0.00$0.00See FINRA Report
Alan Joseph Thomilson1855542801/17/2006Customer DisputeDenied$12,069.40$0.00See FINRA Report
Dennus Kyle Bradley Cooper2476687309/29/2003Customer DisputeDenied$0.00$0.00See FINRA Report
Dennus Kyle Bradley Cooper2476687302/13/2003Customer DisputeDenied$40,000.00$0.00See FINRA Report

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