Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bart Anthony Spachek | 5065019 | 3 | 06/17/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Bart Anthony Spachek | 5065019 | 3 | 03/21/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Timothy John Stearns | 2504340 | 2 | 10/14/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |