Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alan Joseph Thomilson | 1855542 | 8 | 12/28/2020 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Alan Joseph Thomilson | 1855542 | 8 | 03/19/2015 | Customer Dispute | Settled | $125,000.00 | $0.00 | See FINRA Report |
| Russell Edward Fieger | 4122326 | 2 | 03/18/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Alan Joseph Thomilson | 1855542 | 8 | 01/09/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Alan Joseph Thomilson | 1855542 | 8 | 12/12/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bart Anthony Spachek | 5065019 | 3 | 06/17/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Bart Anthony Spachek | 5065019 | 3 | 03/21/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Bart Anthony Spachek | 5065019 | 3 | 12/12/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Russell Edward Fieger | 4122326 | 2 | 12/15/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Alan Joseph Thomilson | 1855542 | 8 | 11/23/2009 | Customer Dispute | Settled | $6,932.00 | $0.00 | See FINRA Report |