Our Staff has compiled our research into a database of FINRA Broker Disclosures for Brokers International Financial Services, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Joseph Lucia | 2229559 | 13 | 07/06/2020 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Saralyn R Rickman | 2423742 | 2 | 10/14/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Daniel Robert Lodes | 4380342 | 4 | 10/07/2014 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Daniel Robert Lodes | 4380342 | 4 | 10/02/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Timothy John Hawkins | 4064503 | 2 | 07/25/2013 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Daniel Robert Lodes | 4380342 | 4 | 07/16/2013 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| James C Gebhardt | 2737003 | 1 | 06/14/2012 | Customer Dispute | Settled | $11,625.00 | $0.00 | See FINRA Report |
| Mark Robert Gremler | 2597452 | 3 | 01/25/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Joseph Michael Yocavitch | 1192603 | 7 | 08/07/2009 | Customer Dispute | Settled | $750,000.00 | $0.00 | See FINRA Report |
| Joseph Michael Yocavitch | 1192603 | 7 | 04/06/2009 | Customer Dispute | Settled | $5,022.46 | $0.00 | See FINRA Report |